GENERAL

We help clients keep up-to-date with the regulations which impact their investment services. We advise on current UK and EU regulatory requirements and new developments, such as EMIR, MiFID II/MiFIR, MAR, AIFMD and SFTR and on the potential impact of Brexit.

We provide services and resources for regulatory change projects from start to finish, covering identification of the changes that will impact your business, gap analysis, project scoping and implementation. We can provide resources for your project team or act as an external adviser to your project, depending on your requirements.

We also provide a bespoke regulatory developments up-date service.

We undertake regulatory health checks for businesses in the financial services sector by reviewing existing policies, procedures and legal agreements against current UK and EU regulatory requirements.

We provide in-house training on regulatory requirements and new developments.

For further information please contact Penny Froggatt: penny@lloydlaw.co.uk.

MIFID II/MIFIR PROJECT SUPPORT

We have developed a specific service to assist clients with MiFID II/MiFIR implementation, covering all aspects of the requirements.

For further information please contact Penny Froggatt: penny@lloydlaw.co.uk.